For Advisors

National Wealth Management Group (NWMG) is an independent SEC Registered Investment Advisor with several affiliation models.  Our advisors are experienced, most of whom have invested decades in their financial services careers.  

The independent advisor channels are best suited for professionals with an entrepreneurial energy and a dedication to client centric service.

  • Competence & Knowledge
  • No Sales Quotas
  • Client First Advice
  • Collaboration
  • Achievement
  • Strong Relationships
Find out if you have what it takes to be an NWMG Advisor

What NWMG provides its advisors

  • Suite of compliance services - Orion Compliance, Presults, SEC3
  • Trading and rebalancing software - Eclipse
  • Practice management, client reporting & planning - Orion
  • CRM - Wealthbox
  • Telecom - LogMe In
  • Comprehensive IT support - Titan Tech
  • Microsoft Office 365, including email and cloud storage
  • Multiple custodians - Charles Schwab, LPL Financial
  • Customizable fee billing
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Advisor FAQ

We are not a firm for individuals without a calling to serve in our industry. The NWMG Advisor is committed, does not require a manager for direction, and enthusiastic about learning and teaching sound money principals.

Does National Wealth Management Group offer transition support?

NWMG does offer administrative support and the ability to make case by case concessions to support a smooth transition.  We do not, however, provide up-front compensation to entice a move.  Instead, we maintain a lower cost structure that optimizes advisor payouts over time.  A better deal over time. 

Is there an office near me that I can use?

NWMG has affiliate offices in various cities including Cincinnati Ohio, Coconut Creek Florida, and Indianapolis Indiana.  These offices can accommodate additional advisors and teams under a shared cost arrangement.  Most NWMG affiliates secure their own office space, running boutique practices within the NWMG framework. 

What are the costs for affiliated with LPL Financial?

NWMG permits its advisors to affiliate with LPL Financial, however it’s important to note that it is a completely separate entity.  The costs of affiliation are dependent on a variety of factors that are best addressed by discussion.  The additional costs can be substantial so we recommend refining your business plan prior to committing to the hybrid model.

Are there any opportunities to join an existing team?

Absolutely!  Many of our advice teams are open to enhancing their existing teams with the right fit.  

What if I’m just getting started in the industry but I really want to affiliate with a firm like yours?

NWMG is a firm for experienced advisors, however many of our teams actively sponsor junior advisor roles you could apply for.  If interested, submit your resume and we can see if there’s a match for you.

If I affiliate with NWMG, who would own my client relationships?

You do.  This is a big deal.  Many RIAs do not assign ownership to the IAR, which makes it difficult to change firms if your situation changes.  Your clients are yours and they will stay that way. 

Does NWMG offer succession plans for retiring advisors or as a backup in case of death or disability?

Yes, NWMG can work with you to acquire your practice either as part of a retirement plan or in unplanned circumstances.  Most often, NWMG works with advisors within the firm to establish warm succession plans or broker agreements with other advisors at firms.  Either way, we have your back.

Who do I reach out to if I want more information?

Reach out to Ben Jones at 513-438-0095 or ben@nwmgadvisors.com

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